September 08, 2010

UnifiedMarkets Registry: Broker-Dealers / Licensed Securities Agents



Service Providers Registry

Chapdelaine & Co.

Jerome (Monk) Mc Devitt
monk66@bloomberg.net
199 Water Street
New York New York, 10038
United States
Phone: 212-208-9175
Experts in illiquid securities, working exclusively with qualified NASD broker-dealers.
Broker-Dealers / Licensed Securities Agents, Distressed Debt Specialists, Financial / Investment Advisors, Other (Interdealer Broker)

WR Hambrecht + Co

Matt Regan
mregan@wrhambrecht.com
www.wrhambrecht.com
555 Lancaster ave
Berwyn Pennsylvania, 19312
United States
Phone: 610.725.1150
We provide brokerage services for retail clients, and specialize particularly in early stage investing, both public and private.
Investment Banking, Broker-Dealers / Licensed Securities Agents, Emerging Company Financing, Mergers & Acquisition Specialists

Advanced Equities

Anthony Tijerino
atijerino79@hotmail.com
www.advancedequities.com
101 California St.
San Francisco California, 94111
United States
Phone: 415-764-2211
Tier 1 venture capital investing. Advanced Equities is a venture capital investment banking firm specializing in late- stage, pre-IPO disruptive technology companies. Our portfolio companies are backed by top-tier venture firms like Kleiner Perkins, Khosla Ventures, NEA and Benchmark Capital. Our private equity offerings are purchased by both institutional investors and high-net-worth individuals. Thank you.
Broker-Dealers / Licensed Securities Agents, Consultants - Financial, Emerging Company Financing, Financial / Investment Advisors, Investment Banking, Portfolio Management, Private Equity Firms

Merysa SA - Market Treasury Systems

Robert Nash
robertnash@merysa.com
www.Merysa.com
Level 15 Prudential Tower
Singapore , 049712
Singapore
Phone: 1-831-677-7951
We provide capital management specializing in active currency management with online transparency of separate managed accounts to sophisticated investors worldwide. Our services range from discretionary trading account management in active currency portfolios, gold and precious metals, and commodities through to private placements and arranging specialized opportunities in private equity and real estate developments. Our track record in actively trading currencies is very strong. The track record of our active currency management can be scaled to the risk profile selected by the client. Above all, our investment management is about customization as opposed to standardization, and about sharing in profits as opposed to generating commissions from the sale of products or charging fees for assets under management. All of our currency management solutions are fully scalable and can be customized to individual client needs and investment objectives. Our flagship service is a diversified strategy and trading systems allocation and risk management program, based on our proprietary arbitrage trading systems and a composite portfolio of multiple trading systems. Managed accounts are customized to deliver superior risk adjusted returns and positioned alongside our proprietary accounts and experience the same real-time portfolio monitoring and risk management. A typical trading account is spread across a diversified portfolio of global currencies and the primary focus is opportunistic investment trading, generating profits from both upswings and downturns in the currency and precious metals markets. The trading managers will select from a range of systems, blend them and adjust them as required to meet investment objectives. The trading management specializes in system selection, development and proper execution and is dedicated to the development and discovery of new systems, tracking existing systems and selecting the most consistent, best performing systems available so as to diversify and improve our risk to reward ratios and incorporate this technology into our proprietary trading and separate managed accounts. Risk from a macro perspective is limited to no more than potential gain on a monthly basis. Because we allocate risk across a number of currency pairs and by overlaying and blending strategies using a portfolio of different philosophies and objectives, investors achieve greater diversification and we are generally able to provide higher returns with less drawdown than other trading programs. Investment advisors and representatives are located in Geneva, London, New York, Dubai, Hong Kong, Singapore, and Mexico City. Call + 1-831-677-7951 and a local representative will call back.
Banking - Private, Broker-Dealers / Licensed Securities Agents, Cash Management, Financial / Investment Advisors, Hedge Funds, Other (Active Currency Management), Portfolio Management, Trading Systems / Software, Wealth Management

Epitome Global Services

Akshaara Lalwani
akshaara.lalwani@epitomeglobalservices.com
www.epitomeglobalservices.com
Rockfeller Center, 1230 avenue of the Americas
New York New York, 10020
United States
Phone: 646-706-0325
Fax: +91-22-40016666
We provide fund administration for both start up and established hedge funds, pre- and post trade investment analysis and fund accounting for FOF's. We also have our brokerage division to help FIIs invest in India and have our Investment Banking Division that specialises in Private Placements, Mergers and Acquistions across diversified sectors such as Real Estate, Media, Travel, Education, manufacturing. We pride ourselves in providng customised research across several sectors and economies with a special focus on emerging destinations for investment.
Accounting Firms, Broker-Dealers / Licensed Securities Agents, Due Diligence, Investment Banking, Mergers & Acquisition Specialists, Small Business Administration

Paul Lange Pty. Ltd.

Paul Lange
paulj-umsp@paullange.com.au
http://www.paullange.com.au
34 Avalon Street
Oxley , 4075
Australia
Phone: +61 414 317579
Accounting Firms, Analysts, Angel Investors, Broker-Dealers / Licensed Securities Agents, Conference / Seminar , Consultants - Financial, Consultants - General, Consultants - Management, Consultants - Marketing, Consultants - Small Business, Due Diligence, Executive Search / Recruitment, Information Technology, News, Newsletters, Research, Technology , Trade or Professional Associations

BMS International Inc

Henry Smith
hsmith@bmsinvest.com
www.bmsinvest.com
Flur Strasse 15
Berglangenbach , 55776
Germany
Phone: 011-49-6789-1377
Broker-Dealers / Licensed Securities Agents, Compliance, Conference / Seminar , Consultants - Financial, Consultants - General, Consultants - Management, Consultants - Marketing, Consultants - Pension Funds, Consultants - Small Business, Due Diligence, Emerging Company Financing, Endowments, Financial / Investment Advisors, Health Insurance, Hedge Funds, Human Resources, Insurance Companies, Investment Banking, Investor Relations, Life Insurance, Life Settlements, Loans, Mergers & Acquisition Specialists, Mutual Funds, Pension Funds, Portfolio Management, Real Estate Investment Trusts (REITS), Registered Investment Advisors, Research, Risk Management, Securitization, Transfer Agent, Venture Capital, Wealth Management, Workshops / Seminars / Conferences

Lion Share Consulting

Scott McClure
scottmcclure000@yahoo.com
807 Buckingham Pl.
Austin Texas, 78745
United States
Phone: 512-740-4151
Angel Investors, Broker-Dealers / Licensed Securities Agents, Communications / e-Business, Consultants - Financial, Consultants - General, Consultants - Marketing, Consultants - Small Business

Real Equity Consulting

Joel Carr
joel@realequityconsulting.net
108 Brown Duvall
Folsom California, 95630
United States
Phone: 9169349907
Fax: 9782155548
Broker-Dealers / Licensed Securities Agents, Consultants - Financial

Motswedi Securities (Pty) Ltd

Garry Juma
garry@motswedi.co.bw
www.motswedi.co.bw
Bag 00223 Gaborone Botswana
Gaborone , 00267
Botswana
Phone: +267 3188627
Since 2001, when Motswedi Securities opened its doors for trade, we have maintained a simple philosophy for our existence. In short, our business exists to create Wealth. This we do through our extensive Insight on appropriate Investment opportunities on the Botswana Stock Exchange and on other exchanges around the world. Our work and efforts are tailored to allow our clients to Achieve their goals of wealth creation and Success. We call this Philosophy our WIIAS pillars. WIIAS pronounced "why-us". "Why us?" Is the question that any business that occupies a leadership role, like Motswedi Securities, must continually ask itself. As by not asking the question complacency begins to creep in. We ask our self this question all the time. The answer to this question has resulted in the large number of innovative product offerings that we have available to our clients. Institutional Stock - Broking Private Client Stock - Broking Bond Trading Corporate Action Sponsor Research Motswedi Securities Trust Private Client Wealth Management These products and many more have helped us achieve our WIIAS pillars of: Wealth Insight Investment Achieve Success This for the benefit our or clients today and into the future.
Broker-Dealers / Licensed Securities Agents

Portfolio Investment Group, LLC

Bill Thaxton
Bill@PortfolioIG.com
P. O. Box 23
Lake Oswego Oregon, 97034
United States
Phone: 503-387-5751
Fax: 303-713-0111
We represent banks, captives, credit unions and independent financial institutions with advisory services and selling or buying whole loan portfolios. The sizes of these portfolios are typically between $5mm and $500mm. The risk levels include super-prime, prime, non-prime, sub-prime and BHPH. We typically sell performing and non-performing portfolios. My partner and I each have over 30 years of experience leading banks, captives or independent financial institutions. Our experiences include significant leadership in auto finance and leasing, RV, marine, motorcycle, manufactured housing and mortgages. Contact either Bill Thaxton at 503-387-5751 or Bill@PortfolioIG.com or Mike Casinelli at 303-713-9999 or Mike@PortfolioIG.com for more information.
Banking - Private, Banks - Commercial, Banks - Merchant, Broker-Dealers / Licensed Securities Agents, Consultants - Financial, Consultants - General, Consultants - Management, Consultants - Marketing, Consultants - Pension Funds, Consultants - Small Business, Distressed Debt Specialists, Due Diligence, Escrow Agent, Financial / Investment Advisors, Hedge Funds, Investment Banking, Investor Relations, Loans, Mergers & Acquisition Specialists, Mortgage Bankers / Brokers , News, Newsletters, Other (auto, RV, marine, motorcycle, manufactured housing and mortgages), Pension Funds, Portfolio Management, Private Equity Firms, Real Estate Brokers, Registered Investment Advisors, Research, Risk Management, Securitization, Small Business Administration, Stock Loans, Trade or Professional Associations, Transfer Agent, Venture Capital, Wealth Management

tidalwavecapital`

Brian Vollmer
tidalwavecapital@yahoo.com
553 N PCH 276
Redondo Beach California, 90277
United States
Phone: 3102958383
have raised over 1billion for china and us companies going public
Broker-Dealers / Licensed Securities Agents

Asmita Share & Stock Broker Pvt. Ltd.

Harshad Mehta
yeshwant_mehta@yahoo.com
Anand Bhuvan, balaji Rd, Valsad
Valsad , 400027
India
Phone: 2152341567
Company is a registered company incorporated in 1995 under the Indian Companies Act. We deal in NRI share trading, Derivatives,NRI Insurance,Mutual Fund Schemes, Finance Consultancy and Computerized Accounting businesses. We have strong financial backing from Institutions, Venture Capitalist and Angel Investors to invest into new or existing listed or unlisted established companies up to IPO stage. Our company is professionally managed by chartered accountants specialized in arranging finance from Private Equity Funds, Venture Capital Funds & Angel Investors etc. He has an experience of more than 15 years in the fields of finance, share trading and accountings. We are appointed by the India's leading brokerage house, ShareKhan.com as their authorized remisser for Share & Commodity Broking operations. We are also appointed by Birla SunLife Insurance as Insurance Adviser, Reliance Life Insurance as Channel Development Associate and Mutual Fund Scheme Partner by Prudent Channel Complete Investing Solutions for: NRIs - Non Resident Indians. PIOs - Person of India Origin. OCIs - Overseas Citizen of India.
Broker-Dealers / Licensed Securities Agents, Consultants - Financial, Financial / Investment Advisors, Health Insurance, Life Insurance, Mutual Funds, Private Equity Firms, Registered Investment Advisors, Venture Capital

FTS Partners

Chris Hopkins
chris.hopkins@ftspartners.com
www.ftspartners.com
2859 Paces Ferry Rd.
Atlanta Georgia, 30339
United States
Phone: 770.431.1033
Fax: 770.731.1035
Founders at FTS were some of the original architects at IntercontinentalExchange (ICE). As some of the founding developers, we helped the firm build its elite technical reputation and take it public. Over the past 2 years we developed a software product to bring cutting edge technology to the marketplace. This is a lightweight API that is a proprietary framework to FTS. This framework supports market data and order routing like FIX protocol but it has a better performance. We customize this framework to support custom messages per client needs. The software product integrates with the iphone, other handhelds, and/or web enabled platforms in the marketplace. We would like to further discuss the capabilities with your technology team and help map out any questions you have to bring your trading infrastructure to the mobile marketplace. We can stream real time P&L and other risk management tools via our middleware as well. We are currently running demos and have much more detail on the capabilities by appointment and are available to answer any other questions. We have the server technology handling very high throughput messaging and low latency. It’s integrated for real time market feeds and data which allows for bi-directional communication and execution between any exchange and an organizations back office. This is the beginning of the technology and our second product scheduled for release involves algorithmic black box trading. This product can be very easily tailored for trading equities, futures, options, OTC, spreads and real time customized back office information.
Banking - Private, Broker-Dealers / Licensed Securities Agents, Consultants - Financial, Consultants - General, Consultants - Marketing, Consultants - Small Business, Financial / Investment Advisors, Hedge Funds, Information Technology, Investment Banking, Portfolio Management, Private Equity Firms, Research, Risk Management, Technology , Trade or Professional Associations, Trading Systems / Software, Venture Capital, Wealth Management

Richfield Orion International

Roy Ratliff
roy.ratliff@richfieldorion.com
ww.richfieldorion.com
163 Herbert Turner Rd
Cave City Kentucky, 42127
United States
Phone: 888-202-3115
Fax: 270-646-0015
Registered Securities Broker -- Provide full range of services, The primary focus of my business is Alternative Investments. I focus specificly on energy and real estate, from publicly traded to privately held. I work with almost exclusively accredited investors in finding assets tht meet their specific financial goals.
Broker-Dealers / Licensed Securities Agents, Emerging Company Financing, Investment Banking, Investor Relations, Other (Energy), Real Estate Investment Trusts (REITS), Venture Capital, Wealth Management, Workshops / Seminars / Conferences

Share Investment Solutions

Roy Tilley
roy@shareinvestment.co.za
www.shareinvestment.co.za
20 Downie Crescent
Durban , 4055
South Africa
Phone: +27314647824
Fax: +27314647825
My services are simple but effective: I provide non discretionary international share portfolio management to South African clients (who make use of the R 4million rand offshore investment allowance) and selected international clients. My specialty is investing in listed property and infrastructure shares all over the world when they are trading at fair value or a discount to fair value. Listed property: Own shares in office blocks, shopping malls, industrial estates, retirement villages,childcare centres and residential apartments all over the world. Infrastructure: Own shares in oil and gas pipelines, toll roads, airports, ports, power stations and water utilities all over the world. A portfolio of the above shares will produce good solid ongoing income streams to the investor irrespective of market conditions and will appreciate over the long term. Portfolio types: A defensive value based higher dividend yield portfolio, A self funding leveraged portfolio. I pride myself on lower risk investments that provide steady capital growth with dividend income. There are no hidden costs for my services, all fees are transparent unlike many larger institutions. Non Discretionary share portfolio management: Essentially this is where I recommend certain investments to my clients. Once my clients agree in writing to my recommendations they take steps to invest in those shares on the various international markets. No investments can be made without prior written approval. This ensures that client’s know at all times what they are invested in and acknowledge the manager’s input in the investment management process. All recommendations can be researched online by client’s at their leisure prior to giving written approval. Peace of mind / Client Funds: I do not hold client funds I merely manage them in terms of a written client agreement. All client funds are held with reputable international stockbrokers. I cannot physically access your funds as any funds remittted will be paid by the broker into a bank account in your name. Stockbroking establishments do not as a rule make payments to 3rd parties so your funds are secure.
Portfolio Management, Broker-Dealers / Licensed Securities Agents, Financial / Investment Advisors, Real Estate Investment Trusts (REITS), Wealth Management

Tampa Empire, Inc.

Peter Vasquez
peter@tampaempire.com
http://www.tampaempire.com
14955 Gulf Blvd.
Madeira Beach Florida, 33708
United States
Phone: 7274701034
Insurance, Hedge Funds, Investments, IT Technology, Due Diligence, Business COnsulting, Investments
Broker-Dealers / Licensed Securities Agents, Cash Management, Charitable Organizations, Communications / e-Business, Consultants - Financial, Consultants - General, Consultants - Management, Consultants - Marketing, Consultants - Pension Funds, Information Technology, Technology

Porthaven Capital, division of Brill Securities, Inc.

Adrien Corbett
acorbett@porthavenllc.com
www.brillsec.com
313 East 60th Street
New York New York, 10022
United States
Phone: 917-378-4660
International investment banking boutique; focus on alternative green clean energy, internet companies, financial services and special situations. Adrien Corbett and Daniel Holden are Managing Directors of Porthaven Capital, an investment banking division of Brill Securities, Inc., New York, a member of FINRA, MSRB, and SIPC.
Investment Banking, Consultants - General, Emerging Company Financing, Broker-Dealers / Licensed Securities Agents, Consultants - Financial, Consultants - Management, Consultants - Small Business, Distressed Debt Specialists, Due Diligence, Financial / Investment Advisors, Mergers & Acquisition Specialists